Capital Markets

As a listing partner of the Vienna Stock Exchange, Wiener Privatbank offers a comprehensive service package as part of stock exchange listing:

• Accompanying the entire inclusion process in the Vienna MTF (Direct Market and Direct Market Plus) of the Vienna Stock Exchange
• Development of a concept and schedule for the IPO
• Communication and coordination with the relevant partners (Vienna Stock Exchange, OeKB, …)
• Obtaining all documents required for approval in the respective market segment
• (Co-) signing of the application for admission/inclusion and transmission to the Vienna Stock Exchange
• Technical handling of the transaction and execution of paying agent function

The Vienna Stock Exchange operates market segments in official trading and the Vienna MTF, differences due to company size, duration, minimum diversification and foll-up obligations. All requirements and information can be found here on the website of Vienna Stock Exchange. Wiener Privatbank supports your company to take the right choice of market segment and takes as a full-service provider all the necessary steps.

References of the last 5 years

The bank supports the company in all necessary and useful activities in connection with the bond issue.

• Structuring the overall process including project management
• Coordination with transaction accompanying advisors
• Conception and definition of the key data of the bond together with the company, accompanying lawyer, tax advisor and any other advisors to the issuer
• Assistance with the creation of a placement memorandum
• Support of the accompanying lawyer in creating the bond conditions
• Preparation marketing documents (Factsheet, Folder, Investor presentations)
• Participation in all important meetings and phone calls
• General banking advice on bond issues
• Technical handling of the bond issues
• Takeover of number function and securities controller
• Accompanying the exchange listing (As member of the Vienna Stock Exchange, Wiener Privatbank can act as (Co-) applicant)

Green Bonds

Green bonds are bonds whose proceeds are used to finance climate-friendly projects with ecological or social benefits. In order to be classified as a green bond, requirements of the Green Bond Principles of the ICMA must be fulfilled. In addition, corporate bonds can be issued in Austria using the UZ49 certificate as sustainable financial products. Wiener Privatbank accompanies and coordinates the structure and process and certification process for the green bond.

Guideline issuing a bond without requiring a prospectus

Optional

References of the last 5 years

The bank can handle the bond paying agent and handle the bond issue. The bank’s performance as a settlement bank therefore includes:

• Applying an ISIN
• Execution of all necessary and useful reports to the Austrian Control Bank (OeKB)
• Settlement and technical processing
• Implementation of the security control
• Issuing and co-signing the global certificate
• Submission of the global certificate to OeKB
• Execution of annual coupon payments
• Accompanying the exchange listing (As member of the Vienna Stock Exchange, Wiener Privatbank can act as (Co-) applicant)

The bank supports the company in a variety of corporate actions, such as capital increases and decreases or the support and process of takeover offers:

• Joint creation and coordination of a time and process plan for the corporate action with all involved parties
• In case of capital increase:
  - Execution of subscription offers and, if desired organization and processing of subscription rights trading
  - Increase in the global certificate
  - Technical handling of the corporate action and posting of the new shares to the investors accounts

References of the last 5 years